Whether you’re structuring a private ABS, CLO, or CMBS transaction, you face:
And in private placements? You’re operating without the public-market safety net.
Pentalpha provides hands-on, detail-driven governance and compliance support for placement agents and underwriters — helping you enhance your deal’s credibility, reduce litigation exposure, and close faster with confidence.
Our services Include:
We assess whether the issuer’s disclosures match real-world risk — especially around borrower vulnerabilities, control risks, and structural governance gaps.
We compare the full 3,000+ page closing contract set to the 150-page OM summary — highlighting any dropped or diluted material language that may affect investors or litigation posture.
We help you embed smarter, more effective control mechanisms and third-party monitoring into the deal from day one.
We track trading activity and identify risky control parties — helping you stay ahead of reputational exposure.
We act as embedded supervisors to ensure loan modifications and operational actions align with the original deal intent — not subordinate investor agendas.
Through our DebtGov® framework, we help you lead on the “G” in ESG — turning governance integrity into a market differentiator.
Our team includes former trading desk managers, bankers, and servicing experts.
Our affiliates are FINRA and many Banking Commission – regulated, and we operate under U.S. Federal contractor-level confidentiality protocols.
And leading placement agents who trust our support across structured credit verticals.
Your debt platform is already being evaluated through an Governance lens — even if you’re not public-facing.
Pentalpha has worked with leading global financial institutions, ensuring Debt Underwriters & Placement Agents can execute their responsibilities with precision and reliability.
