Bring Public-Level Governance to the Private Market - Without the Headache

Private ABS deals aren’t in the headlines — but the risks behind the scenes are just as real. In a world where everything is for sale, control can shift overnight. If a reputationally risky investor gains influence in your deal, your carefully built brand and platform are exposed — with little recourse and no public mechanism to explain what went wrong.
Pentalpha Governance helps private issuers maintain control, credibility, and compliance — even after the ink is dry.

The Problem is that Private Doesn’t Mean Protected

You operate outside of public disclosure — but that doesn’t shield you from:

As a sponsor, you could unintentionally end up branded as a partner to these behaviors — even when you’re not involved.

The Pentalpha Solution: Independent, Embedded Oversight

Pentalpha Global gives Private Placement ABS Issuers the ability to embed public-style governance and reputation protection into private deals — discreetly, efficiently, and without regulatory overreach.

Our Role Includes:

We track ownership changes in control-eligible positions to prevent governance surprises and identify “bad actor” risks.

We monitor special servicer behavior and hold operational parties accountable to the spirit and letter of your contracts.

We advise on control provisions and embedded governance terms that reduce future conflicts — protecting your deal from day one.

We serve as the independent, trusted party during post-issuance events, facilitating resolution while avoiding bias.

Position your deals as industry-leading on governance. We’re considered the independent “G” solution for both off- and on-balance sheet structures.

Best Practice Leadership — Without a Regulatory Mandate

Many of the top 10 banks and forward-looking finance companies voluntarily incorporate Pentalpha’s supervisory tools into their private deals.

Why? Because:

It builds trust with investors and placement agents
It impresses internal stakeholders — from your CLO to your board
It boosts equity valuation by demonstrating structural integrity and conflict management
It keeps you out of the headlines and in good standing with rating agencies and regulators
Why Choose Us

With Pentalpha, you can:

Proactively manage control dynamics
Preserve your brand and platform reputation
Provide clean, consistent transparency to investors and regulators, when required
Reduce litigation risk

Pentalpha has worked with leading global financial institutions, ensuring private placement ABS Issuers can execute their responsibilities with precision and reliability.